0000904454-16-000879.txt : 20160119 0000904454-16-000879.hdr.sgml : 20160118 20160119160935 ACCESSION NUMBER: 0000904454-16-000879 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89252 FILM NUMBER: 161348427 BUSINESS ADDRESS: STREET 1: 26051 MERIT CIRCLE STREET 2: SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Domain Partners VIII, L.P. CENTRAL INDEX KEY: 0001465144 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-683-5656 MAIL ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G 1 s13g_011516-glaukos.htm SCHEDULE 13G FOR GLAUKOS CORPORATION s13g_011516-glaukos.htm
 
 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
_____________________

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No.  )1
 

 
Glaukos Corporation
(Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
377322102
(CUSIP Number)
 
December 31, 2015
Date of Event Which Requires Filing of this Statement
 
 

 
Check the appropriate box to designate the rule pursuant to which this Schedule is Filed:
[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)


_______________________

1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.  The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 

 

 
 
 
 
 
CUSIP No. 377322102
 

1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
Domain Partners VIII, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
876,083 shares of Common Stock *
6)
 
Shared Voting Power
-0-  
7)
 
Sole Dispositive Power
876,083 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
876,083 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
2.7% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 32,181,221 shares of Common Stock outstanding as of December 31, 2015, as provided to the Reporting Persons by the Issuer.
 
 
 

 
 
2
 
 
 
CUSIP No. 377322102
 

1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
DP VIII Associates, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
6,501 shares of Common Stock *
6)
 
Shared Voting Power
-0-
7)
 
Sole Dispositive Power
6,501 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
6,501 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
Less than 0.1% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 32,181,221 shares of Common Stock outstanding as of December 31, 2015, as provided to the Reporting Persons by the Issuer.
 

 
 

 
3
 

 
CUSIP No. 377322102

 
1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
Domain Partners IV, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
2,068,960 shares of Common Stock *
6)
 
Shared Voting Power
-0-
7)
 
Sole Dispositive Power
2,068,960 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,068,960 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
6.4% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015.
** Based on 32,181,221 shares of Common Stock outstanding as of December 31, 2015, as provided to the Reporting Persons by the Issuer.
 
 
 

 
 
4
 

 
CUSIP No. 377322102

 
1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
DP IV Associates, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
  
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
14,041 shares of Common Stock *
6)
 
Shared Voting Power
-0-
7)
 
Sole Dispositive Power
14,041 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
14,041 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
Less than 0.1% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 32,181,221 shares of Common Stock outstanding as of December 31, 2015, as provided to the Reporting Persons by the Issuer.
 
 

 
 
5
 
 
 
CUSIP No. 377322102
 

1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
   Domain Associates, LLC
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
63,200 shares of Common Stock *
6)
 
Shared Voting Power
-0-
7)
 
Sole Dispositive Power
63,200 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
63,200 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
0.2% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 32,181,221 shares of Common Stock outstanding as of December 31, 2015, as provided to the Reporting Persons by the Issuer.
 
 
 

 
 
6
 
 
 
CUSIP No. 377322102

 

Schedule 13G

Item 1(a)
Name of Issuer:
 
 
Glaukos Corporation
 
Item 1(b)
 
Address of Issuer’s Principal Executive Offices:
 
26051 Merit Circle, Suite 103
Laguna Hills, CA  92653
 
Item 2(a)
 
Name of Person Filing:
 
This statement is being filed by Domain Partners VIII, L.P., a Delaware limited partnership (“Domain VIII”), DP VIII Associates, L.P., a Delaware limited partnership (“DP VIII A”), Domain Partners IV, L.P., a Delaware limited partnership (“Domain IV”), DP IV Associates, L.P., a Delaware limited partnership (“DP IV A”), and Domain Associates, LLC (“DA”) (together, the “Reporting Persons”).
 
Item 2(b)
 
Address of Principal Business Office:
 
One Palmer Square
Princeton, NJ  08542
 
Item 2(c)
Place of Organization:
 
 
Domain VIII:  Delaware
DP VIII A:  Delaware
Domain IV:  Delaware
DP IV A:  Delaware
DA:  Delaware
 
Item 2(d)
Title of Class of Securities:
 
 
Common Stock, $0.001 par value
 
Item 2(e)
 
CUSIP Number:  377322102
 
Item 3
Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b):
 
 
Not applicable.
 
 
 

 

 
7
 
 
 
CUSIP No. 377322102

 

Item 4
 
Ownership.
(a) through (c):
 
The information set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G is incorporated herein by reference.
 
Item 5
Ownership of Five Percent or Less of a Class:
 
 
Not applicable.
 
Item 6
Ownership of More than Five Percent on Behalf of Another Person:
 
 
Not applicable.
 
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Company:
 
 
Not applicable.
 
Item 8
Identification and Classification of Members of the Group:
 
 
See Exhibit 2.
 
Item 9
Notice of Dissolution of Group:
 
 
Not applicable.
 
Item 10
Certification:
 
 
Not applicable.
 
 
 

 

 
8
 

 
CUSIP No. 377322102
 
 
Signature

After reasonable inquiry and to the best of their knowledge and belief, the undersigned hereby certify that the information set forth in this statement is true, complete and correct.

Dated:  January 15, 2016

 
DOMAIN PARTNERS VIII, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP VIII ASSOCIATES, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DOMAIN PARTNERS IV, L.P.
 
 
By:
One Palmer Square Associates IV, L.L.C.,
General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP IV ASSOCIATES, L.P.
 
 
By:
One Palmer Square Associates IV, L.L.C.,
General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DOMAIN ASSOCIATES, LLC
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 

 
 
9
 
 
 
CUSIP No. 377322102

 
EXHIBIT 1

 
JOINT FILING AGREEMENT
 
 
The undersigned hereby agree that the statement on Schedule 13G to which this Agreement is annexed as Exhibit 1, and any amendments thereto, is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
 
Dated:  January 15, 2016

 
DOMAIN PARTNERS VIII, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP VIII ASSOCIATES, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DOMAIN PARTNERS IV, L.P.
 
 
By:
One Palmer Square Associates IV, L.L.C.,
General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP IV ASSOCIATES, L.P.
 
 
By:
One Palmer Square Associates IV, L.L.C.,
General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DOMAIN ASSOCIATES, LLC
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
 

 
 
10
 

 
CUSIP No. 377322102
 

 
 
EXHIBIT 2

Identification and Classification of Members of the Group

Domain Partners VIII, L.P., DP VIII Associates, L.P., Domain Partners IV, L.P., DP IV Associates, L.P. and Domain Associates, LLC are filing this statement on Schedule 13G as a group.

Domain Partners VIII, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates VIII, L.L.C., a Delaware limited liability company.

DP VIII Associates, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates VIII, L.L.C., a Delaware limited liability company.

Domain Partners IV, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates IV, L.L.C., a Delaware limited liability company.

DP IV Associates, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates IV, L.L.C., a Delaware limited liability company.

Domain Associates, LLC is a Delaware limited liability company.
 
 
 

 
 
11